Automatically generates audit-ready JSDoc, compliance flags, and regulator-grade reports for financial software — directly inside VS Code. Purpose-built for teams subject to FINRA, SEC, SOX, PCI-DSS, GLBA, CFTC, and GDPR oversight.
Ready for regulator.
Senior engineers spend an average of 12–18 hours per audit preparing code documentation. That time is taken away from building product.
Cost: $8,000–$20,000/audit cycle in engineering timeWithout automated scanning, cardholder data exposure, missing audit trails, and supervisory control gaps are discovered by regulators — not your team. At that point, the cost is a fine, not a fix.
Cost: FINRA fines avg. $350,000 per violationJunior developers write documentation that passes internal review but fails regulatory inspection. Compliance officers rewrite it. Engineers resent the process. The documentation still doesn't reference specific rule codes.
Cost: 2–4 weeks of back-and-forth per auditFINRA Rule 3110, SEC Rule 17a-4, SOX Section 404 — auditors expect documentation that explicitly references these rules. Generic comments like "saves trade data" are rejected. Your team rarely knows the specific rule numbers by heart.
Cost: Exam failures, remediation orders, reputational damageHighlight any function, class, or module
Right-click → choose => Generate Docs (compliance), Explain Code (compliance), Refactor Code (compliance), or Audit Reports (compliance).
Documentation with rule references, risk levels, audit trail assessment, and compliance flags opens instantly.
The same function — before compliandoc Documenter, and after. The right panel is what your compliance officer submits to FINRA examiners.
// Saves trade to database function executeTradeOrder( clientId, ticker, quantity, price ) { const total = quantity * price; const record = { clientId, ticker, quantity, price, total, timestamp: new Date() }; db.insert('trades', record); return record; }
/** * @function executeTradeOrder * @description Executes and persists an institutional * trade order to the immutable trade ledger. * * @compliance FINRA-3110 Supervisory Control — * Subject to supervisory review per Rule 3110. * * @compliance SEC-17a-4 Records Retention — * Written to immutable store; retained 6 years. * * @compliance SOX-302 Executive Certification — * Affects financial reporting. Requires sign-off. * * @data-classification Financial / PII * @risk-level Critical * @audit-trail ✓ Logged via tradeAuditLog * @param {string} clientId - Client identifier (PII) * @param {string} ticker - Exchange ticker symbol * @param {number} quantity - Number of shares * @param {number} price - Execution price per share * @returns {TradeRecord} Persisted record with audit ID * @throws {ComplianceError} If supervisory hold active */ function executeTradeOrder( clientId, ticker, quantity, price ) { checkSupervisoryHold(clientId); const total = quantity * price; const record = { clientId, ticker, quantity, price, total, timestamp: new Date(), immutable: true, retentionYears: 6 }; tradeAuditLog.write(record); return db.insert('trades', record); }
Generate complete JSDoc with compliance annotations that regulators and auditors accept without revision. Every output includes the specific rule numbers that apply across FINRA, SEC, SOX, PCI-DSS, GLBA, CFTC, and GDPR — not generic comments that fail inspection. Each tag is sourced directly from the regulatory text, not paraphrased.
Translate complex financial algorithms into plain English that compliance officers, legal teams, and non-technical auditors can read and approve. Particularly valuable for risk model code, pricing engines, and trade routing logic that regulators scrutinize most heavily.
Receive specific, actionable refactoring recommendations that fix compliance gaps — not just code quality issues. Each suggestion includes the rule it addresses, the severity level, and a working code example. Changes that require compliance officer sign-off are clearly flagged before implementation.
Generate regulator-ready audit reports in seconds — the kind that previously required a compliance consultant at $300–$500 per hour. Reports include an executive summary, regulatory mapping table, gap analysis, and sign-off readiness assessment. Submit directly to FINRA examiners or internal audit teams.
AI Compliance Documenter ships with built-in rules for the major financial regulatory frameworks. Pro users can add custom rules specific to their firm.
Covers broker-dealer supervision, trade review, business continuity, and communications compliance for registered firms.
Governs recordkeeping, reporting obligations, and system integrity requirements for registered investment advisers and broker-dealers.
Mandates internal control documentation, executive certification of financial reporting systems, and auditor access to technical systems.
Protects cardholder data across systems that process, store, or transmit payment card information. Required for all firms handling card payments.
Requires financial institutions to protect consumers personal financial information and implement a written information security program.
Governs derivatives, futures, and swaps trading systems. Required for hedge funds, commodity trading firms, and derivatives desks.
Applies to any financial firm processing personal data of EU residents. Increasingly enforced across global fintech and banking platforms.
Code snippets are transmitted over TLS 1.3, processed, and discarded. We do not store your source code on our servers beyond the duration of a single API call. Your intellectual property remains yours.
Every rule in our system is sourced directly from FINRA, SEC, SOX legislation, PCI-DSS, GDPR, CFTC and GLBA council documentation. We do not interpret or paraphrase — we reference the exact rule codes regulators use during examinations.
Backed by PostgreSQL for audit log durability, Redis for performance, and a stateless Node.js API. Your compliance history is stored, queryable, and exportable for internal audit review at any time.
A single FINRA violation costs an average of $350,000. AI Compliance Documenter pays for itself on day one.
For individual developers evaluating the tool. No credit card required.
For individual developers at regulated firms. Expense without approval under most firm policies.
All plans include a 10 ops free trial. No credit card required to start. Cancel anytime.
Install free in 30 seconds. No credit card. No configuration. Generate your first compliance-grade documentation before your next standup.